Kathryn Taylor is a registered investment advisor at Taylor K a Associates INC, based in Cambria, CA, with 27 years of industry experience. Kathryn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
K.A. Taylor & Associates manages client assets and uses brokerage firms to hold client assets. They recommend no-load mutual funds. The brokerage firms charge transaction fees on trades. The mutual fund companies charge fees to manage the portfolio, as well as administrative costs, to run the company. This directly reduces the market value of the Client’s investments.
Location
Cambria, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Taylor K a Associates INC
Previous Registrations
Taylor K a Associates INC
State Registrations1 state
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