Lawrence Shaw is a registered investment advisor, based in Bala Cynwyd, PA, with 40 years of industry experience. Lawrence is also registered as a broker, so some compensation may come from commissions on products sold.
Location
555 City Avenue, Suite 440, Bala Cynwyd, PA, 19004
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Regulatory History (1)
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Employment Separation After Allegations
July 2012Employment History
Current Registrations
Cetera Investment Services LLC
January 2024 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 9 mos
Cetera Investment Services LLCBroker
January 2024 - Present · 2 yrs 9 mos
Previous Registrations
Mercer Global Advisors INC.
March 2022 - January 2024 · 1 yr 10 mos
Andrew Garrett INC.Broker
October 2012 - April 2022 · 9 yrs 6 mos
Cordasco Financial Network, INC.
September 2012 - July 2022 · 9 yrs 10 mos
Charles Schwab & CO., INC.Broker
February 1995 - August 2012 · 17 yrs 6 mos
Olde Discount CorporationBroker
January 1991 - September 1993 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
October 1989 - September 1990 · 11 mos
Boenning & Scattergood, INC.Broker
September 1986 - May 1989 · 2 yrs 8 mos
First Investors CorporationBroker
December 1984 - November 1991 · 6 yrs 11 mos
First Jersey Securities, INC.Broker
December 1984 - April 1986 · 1 yr 4 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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