LS
LS
Lawrence Shaw
39 Years of Experience
Bala Cynwyd, PA
1 DisclosureBroker
Lawrence Shaw is a registered investment advisor at Cetera Investment Advisers LLC, based in Bala Cynwyd, PA, with 39 years of industry experience. Lawrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
555 City Avenue, Suite 440, Bala Cynwyd, PA, 19004
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2012Employment History
Current Registrations
Cetera Investment Services LLC
January 2024 - Present · 2 yrs 6 mos
Cetera Investment Advisers LLC
January 2024 - Present · 2 yrs 6 mos
Cetera Investment Services LLCBroker
January 2024 - Present · 2 yrs 6 mos
Previous Registrations
Mercer Global Advisors INC.
March 2022 - January 2024 · 1 yr 10 mos
Andrew Garrett INC.Broker
October 2012 - April 2022 · 9 yrs 6 mos
Cordasco Financial Network, INC.
September 2012 - July 2022 · 9 yrs 10 mos
Charles Schwab & CO., INC.Broker
February 1995 - August 2012 · 17 yrs 6 mos
Olde Discount CorporationBroker
January 1991 - September 1993 · 2 yrs 8 mos
Dean Witter Reynolds INC.Broker
October 1989 - September 1990 · 11 mos
Boenning & Scattergood, INC.Broker
September 1986 - May 1989 · 2 yrs 8 mos
First Investors CorporationBroker
December 1984 - November 1991 · 6 yrs 11 mos
First Jersey Securities, INC.Broker
December 1984 - April 1986 · 1 yr 4 mos
State Registrations2 states
NJPA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.