JF
JF

Joan Ferrara

39 Years of Experience
Woodbury, NY
Broker

Joan Ferrara is a registered investment advisor at Raymond James & Associates, INC., based in Woodbury, NY, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

135 Crossways Park Drive, Suite 104, Woodbury, NY, 11797

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2021 - Present · 5 yrs 1 mo
Raymond James & Associates, INC.Broker
October 2010 - Present · 15 yrs 9 mos
Previous Registrations
Citigroup Global Markets INC.Broker
March 2005 - December 2008 · 3 yrs 9 mos
Wachovia Securities, LLCBroker
July 2003 - March 2005 · 1 yr 8 mos
Prudential Securities IncorporatedBroker
November 1985 - July 2003 · 17 yrs 8 mos
E. F. Hutton & Company INCBroker
January 1985 - November 1985 · 10 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.