Raymond Serra is a PFS-designated registered investment advisor at Narrow Path Guidance, LLC, based in East Hampton, CT, with 11 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Divorce Planning, Education Planning, Estate Planning, and 5 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Narrow Path Guidance does not provide ongoing supervision of clients’ investment accounts, nor do they trade within clients' accounts unless requested. They provide information about investment vehicles, general investment analysis, portfolio design, and limited assistance with accounts held elsewhere.
Location
11 West High Street, East Hampton, CT, 06424
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Narrow Path Guidance, LLC
Previous Registrations
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Richard A. Norkun & Associates, LLC
Fsc Securities CorporationBroker
Fsc Securities CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.