Jeffrey Farley
Jeffrey Farley is a CFP-designated registered investment advisor at Ascension Capital Advisors, INC., based in Houston, TX, with 41 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 240 clients with $940M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.65% |
| $5M+ | 0.50% |
Fee Estimator
Location
4900 Woodway Drive, Suite 1150, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jeffrey is an Investment Advisor Representative (IAR) with Ascension Capital Advisors, Inc., spending full-time hours advising financial planning clients. He also works as an insurance agent providing insurance advice, and as a representative for PKS, both taking a few hours per week.
Employment History
Current Registrations
Ascension Capital Advisors, INC.
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Sanders Morris Harris INC.
Smh Capital Advisors, INC.
Sanders Morris Harris INC.Broker
Harris Webb & Garrison, INC.Broker
Sun Investment Services CompanyBroker
Kemper Securities Group, INC.Broker
Lovett Underwood Neuhaus & Webb, INC.Broker
Kemper Financial Services, INC.Broker
Mutual Benefit Financial Service CompanyBroker
E. F. Hutton & Company INCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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