Linda Mozzone is a registered investment advisor at LPL Financial LLC, based in Libertyville, IL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Libertyville, IL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Linda operates Custom Wealth Management as a DBA for her LPL business, dedicating all of her time to it. She also volunteers as a notary public, a volunteer ambassador for Ultragenyx, manages an Instagram account, and volunteers for a clinical trial at Indiana University Hospital.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
The Concord Equity Group, LLCBroker
Emissary Financial Group, INC.Broker
Money Concepts Capital CORPBroker
Kemper Distributors, INC.Broker
Kemper Financial Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.