Glenn Baker is a registered investment advisor at LPL Financial LLC, based in Deerfield, IL, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
570 Lake Cook Rd, Ste 300, Deerfield, IL, 60015
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Glenn is the President of Baker & Yoest Investment Advisors, Inc. and a FINRA dispute resolution arbitrator, dedicating about 10-20% of his time and minimal time respectively. He also owns Sequoia LLC, spending minimal time as a personal entity manager.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Baker & Yoest Investment Advisers, INC.
Hochman & Baker Investment Advisors, INC.
Genworth Financial Planning Corporation
Cetera Financial Specialists LLCBroker
Cetera Investment Advisers LLC
Hochman & Baker Investment Advisory Services, INC.
Hochman & Baker Securities, INC.Broker
Terra Securities CorporationBroker
Southmark Financial Services, INC.Broker
Pbs Securities, INC.Broker
Stanford Securities IncorporatedBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.