Richard Miller
Richard Miller is a registered investment advisor at Csi Wealth Management, based in Arcadia, CA, with 34 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 51 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.25% |
| $2M+ | 1.00% |
Fees are negotiable.
Fee Estimator
Location
20 East Foothill Blvd.,, Suite 100, Arcadia, CA, 91006
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
December 2022Regulatory
February 2002Other Business ActivitiesSells Insurance
Richard is the president of CSI California Senior Information, Inc., which provides educational resources to retirees and seniors, dedicating a few hours per week. He also holds a California Life & Disability license and spends about 10-20% of his time helping clients with various insurance products and Medi-Cal LTC planning services.
Employment History
Current Registrations
Csi Wealth Management
Previous Registrations
Creativeone Wealth, LLC
Avalon Investment & Securities Group, INC.Broker
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Stuart Securities CORP.Broker
USA Financial Securities CorporationBroker
Financial Network Investment CorporationBroker
Brookstreet Securities CorporationBroker
Financial Designs CorporationBroker
Wma Securities, INC.Broker
Intersecurities, INC.Broker
Royal Alliance Associates, INC.Broker
Guardian Investor Services CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Federation for Financial IndependenceBroker
Financial Designs CorporationBroker
Ur Financial, INC., a California CorporationBroker
Financial Designs CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.