David Kalfen
David Kalfen is a registered investment advisor at Cetera Investment Advisers LLC, based in Vernon Hills, IL, with 41 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
977 Lakeview Parkway, Unit 130, Vernon Hills, IL, 60061
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is involved in several business activities, including being a board trustee for a non-profit, Secretary/CFO for a clothing company, selling fixed insurance and health insurance, acting as a registered representative, providing notary services, selling a fixed indemnity health management plan, acting as a trustee and executor, consulting, and co-managing an e-commerce shoe business. He dedicates a few hours per week to most of these activities, with the exception of his registered representative role, which takes a significant amount of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
First American National Securities, INC.Broker
State Registrations10 states
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