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Timothy Stearns

W&s Advisory Services, LLC
30 Years of Experience
Cincinnati, OH
Broker
View SEC Summary
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Timothy Stearns is a registered investment advisor at W&s Advisory Services, LLC, based in Cincinnati, OH, with 30 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 6,689 clients with $5.3M in assets under management.

W&s Advisory Services, LLC
Compensation
Fixed/Hourly
Firm Size
10 advisors
Number of Clients
6,689 clients
Average Client Portfolio
$791.209 average
Assets Under Management
$5.3M

Fee Structure

Planning is included in investment management (also available separately)

W&S Advisory Services charges a flat monthly fee for managing children's custodial accounts:

  • Single account — $3.00 per month
  • Multiple accounts — $5.00 per month

This monthly fee covers all brokerage commissions, stock transfer fees, and custodial fees. Investment management fees do not include the underlying expenses charged by the exchange-traded funds or mutual funds in your portfolio.

View Full SEC Brochure

Location

303 Broadway, 16th Floor, Cincinnati, OH, 45202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
W&s Advisory Services, LLC
December 2025 - Present · 10 mos
W&s Brokerage Services, INC.
October 2018 - Present · 8 yrs
W&s Brokerage Services, INC.Broker
February 2016 - Present · 10 yrs 8 mos
Touchstone Advisors INC
September 2013 - Present · 13 yrs 1 mo
Touchstone Securities, LLCBroker
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
W&s Brokerage Services, INC.Broker
September 2013 - August 2014 · 11 mos
Envestnet Asset Management, INC.
August 2009 - September 2013 · 4 yrs 1 mo
Portfolio Brokerage Services, INC.Broker
August 2009 - September 2013 · 4 yrs 1 mo
Franklin Templeton Financial Services CORP.Broker
April 2007 - July 2009 · 2 yrs 3 mos
Templeton/franklin Investment Services,inc.Broker
January 1998 - April 2007 · 9 yrs 3 mos
Cigna Financial Advisors,inc.Broker
July 1997 - December 1997 · 5 mos
National Financial Services CorporationBroker
January 1987 - July 1987 · 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1986 - December 1986 · 9 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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