John Diaz
John Diaz is a registered investment advisor at Premier Wealth Advisors, LLC, based in New York, NY, with 41 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 567 clients with $520M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Premier Wealth Advisers manages investments for an annual fee based on the value of your portfolio. The fee varies depending on the amount you invest. Here are some example fee ranges:
- $100,000 - $249,999: 1.25% - 2.00%
- $250,000 - $499,999: 1.00% - 1.75%
- $500,000 - $999,999: 0.85% - 1.60%
- $1,000,000 - $2,000,000: 0.75% - 1.50%
- $2,000,000 to $5,000,000: 0.50% – 1.25%
- $5,000,000 to $10,000,000: 0.25% – 1.00%
- $10,000,000 to $20,000,000: 0.15% – 0.75%
- More than $20,000,000: 0.10% – 0.50%
The fee is charged quarterly, in advance, based on the value of your investments on the last day of the previous quarter.
Location
1411 Broadway, 16th Floor, New York, NY, 10018
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2010Other Business Activities
John is a managing member of Premier Wealth Advisors LLC, dedicating full-time hours to this DBA. He also serves as treasurer for the Surfrider Foundation NY City Chapter and president of Premier Financial Services, Inc., each requiring a few hours per week.
Employment History
Current Registrations
Premier Wealth Advisors, LLC
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Walnut Street Securities, INC.Broker
Nathan & Lewis Securities, INC.
Nathan & Lewis Securities, INC.Broker
Dollar Dry Dock Investment Services, INC.Broker
Murphey Favre, INC.Broker
Dean Witter Reynolds INC.Broker
Brooks Weinger Robbins & Leeds INC.Broker
Allied Capital Group, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.