Joseph Gerard Michaletz

Dai Wealth, LLC

40 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningInsurance PlanningFinancial Planning & CoachingHigh Net Worth

Dai Wealth, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

1,404 clients

Average Client Portfolio

$190K average

Assets Under Management

$267.4M

Fee Structure

Minimum Investment:None

Location

2800 Century Parkway Ne, Suite 650, Atlanta, GA, 30345

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History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

March 2021

Settled

Customer Dispute

July 2020

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Joseph is the CEO and Investment Advisor Rep for DAI Wealth LLC, dedicating full-time hours to financial planning and investment advice. He also serves as Vice-President and CEO of DAI Agency, LLC, an insurance agency, spending a few hours per week and receiving commissions on fixed insurance products.

Employment History

Current Registrations

Dai Securities, LLCBroker

April 2018 - Present · 7 yrs 10 mos

Dai Securities, LLC

April 2018 - Present · 7 yrs 10 mos

Dai Wealth, LLC

March 2006 - Present · 19 yrs 11 mos

Previous Registrations

Concorde Investment Services, LLCBroker

October 2015 - April 2018 · 2 yrs 6 mos

Triad Advisors, INC.Broker

April 2006 - October 2015 · 9 yrs 6 mos

Transamerica Financial Advisors, INC.

July 2002 - May 2006 · 3 yrs 10 mos

Transamerica Financial Advisors, INC.Broker

January 1990 - May 2006 · 16 yrs 4 mos

Transamerica Securities Sales CorporationBroker

January 1990 - July 1995 · 5 yrs 6 mos

Mutual Benefit Financial Service CompanyBroker

April 1989 - January 1990 · 9 mos

Transamerica Securities Sales CorporationBroker

March 1987 - July 1995 · 8 yrs 4 mos

Transamerica Financial Resources, INC.Broker

December 1984 - April 1989 · 4 yrs 4 mos

State Registrations31 states

ARAZCACOCTFLGAIAIDILINKSLAMIMNMOMTNDNENMNVNYOHOKORSDTXUTWAWIWY

AdvisorBrokerBoth

Exams

No exam information available for this advisor.