JM
JM
Joseph Michaletz
41 Years of Experience
Mankato, MN
2 DisclosuresBrokerSells Insurance
Joseph Michaletz is a registered investment advisor, based in Mankato, MN, with 41 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
150 St Andrews Ct, Suite 210, Mankato, MN, 56001
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Regulatory History (2)
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Customer Dispute
March 2021Settled
Customer Dispute
July 2020Settled
Other Business ActivitiesSells Insurance
Joseph is the CEO and Investment Advisor Rep for DAI Wealth LLC, dedicating full-time hours to financial planning and investment advice. He also serves as Vice-President and CEO of DAI Agency, LLC, an insurance agency, spending a few hours per week and receiving commissions on fixed insurance products.
Employment History
Current Registrations
Dai Securities, LLCBroker
April 2018 - Present · 8 yrs 6 mos
Dai Securities, LLC
April 2018 - Present · 8 yrs 6 mos
Dai Wealth, LLC
March 2006 - Present · 20 yrs 7 mos
Previous Registrations
Concorde Investment Services, LLCBroker
October 2015 - April 2018 · 2 yrs 6 mos
Triad Advisors, INC.Broker
April 2006 - October 2015 · 9 yrs 6 mos
Transamerica Financial Advisors, INC.
July 2002 - May 2006 · 3 yrs 10 mos
Transamerica Financial Advisors, INC.Broker
January 1990 - May 2006 · 16 yrs 4 mos
Transamerica Securities Sales CorporationBroker
January 1990 - July 1995 · 5 yrs 6 mos
Mutual Benefit Financial Service CompanyBroker
April 1989 - January 1990 · 9 mos
Transamerica Securities Sales CorporationBroker
March 1987 - July 1995 · 8 yrs 4 mos
Transamerica Financial Resources, INC.Broker
December 1984 - April 1989 · 4 yrs 4 mos
State Registrations33 states
ARAZCACOCTDCFLGAIAIDILINKSLAMIMNMOMTNDNENMNVNYOHOKORSDTXUTVAWAWIWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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