John Gattulli
John Gattulli is a registered investment advisor at LPL Financial LLC, based in Albany, NY, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
132 South Swan Street, Albany, NY, 12210
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John co-owns Capital Education Network, where he has been involved in financial planning and insurance sales since 1995, dedicating a few hours per week to selling life, health, long-term care, and variable annuities. He also owns Albany Tax Service, spending about 10-20% of his time on seasonal tax preparation, and rental property in Calabash, NC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
First Montauk Securities CORP.Broker
Robert Thomas Securities, INCBroker
Invest Financial CorporationBroker
Pml Securities CompanyBroker
Mony Securities CORP.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.