Lisa Santo
Lisa Santo is a CFP-designated registered investment advisor at Morgan Stanley, based in South Palm Beach, FL, with 41 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
South Palm Beach, FL
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2010Customer Dispute
June 2008Customer Dispute
May 2004Other Business Activities
Lisa is an art instructor for Odyssey Art at Sea and a self-employed artist. She also serves as Power of Attorney and Trustee/Co-Trustee for a trust.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Advest, INC.Broker
Lebenthal & CO., INC.Broker
Dean Witter Reynolds INC.Broker
E. F. Hutton & Company INCBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.