Jeffrey Nolan
Jeffrey Nolan is a registered investment advisor at Commonwealth Financial Network, based in Saint Charles, IL, with 40 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
606 Riverside Avenue, Saint Charles, IL, 60174
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Regulatory History (1)
Customer Dispute
November 2014Other Business ActivitiesSells Insurance
Jeffrey is involved in fixed insurance sales since April 2024, conducted at the branch location. This activity takes about 10-20% of his time and is investment related.
Employment History
Current Registrations
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Previous Registrations
Securities America, INC.Broker
Securities America Advisors, INC.
Invest Financial CorporationBroker
Invest Financial Corporation
LPL Financial LLCBroker
LPL Financial LLC
Invest Financial CorporationBroker
Invest Financial Corporation
Qa3 Financial CORP.Broker
Qa3 Financial LLC
United Securities Alliance, INC.
Financial Management & Advisory Services, LLC
United Securities Alliance, INC.Broker
Investment Funding Advisory Services, LLC
Scudder Distributors, INC.Broker
Kemper Financial Services, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.