Ruben Rozental
Ruben Rozental is a registered investment advisor at Pgi Wealth Management, based in Coral Gables, FL, with 37 years of industry experience. Ruben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 584 clients with $930M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Annual fees range up to 2.00% depending on the amount of assets under management and the level of complexity of the services provided. In individual cases, PGI has the sole discretion to negotiate fees that are lower than the standard fee shown or to waive fees.
Fee Estimator
Location
350 Sevilla Avenue, Suite 100, Coral Gables, FL, 33155
Get directionsHistory
Regulatory History (4)
Customer Dispute
July 2002Customer Dispute
June 2002Customer Dispute
January 2002Customer Dispute
January 2002Other Business ActivitiesSells Insurance
Ruben is an independent insurance agent and spends about a quarter of his time on this activity. He may offer clients services from this business and receive separate compensation.
Employment History
Current Registrations
Pgi Wealth Management
Previous Registrations
Black Pearl Financial Services LLC
Rozental Asset Management (ram), LLC
Merrill Lynch Pierce Fenner & Smith INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.