JM
JM

John Malicki

32 Years of Experience
Latham, NY
Broker

John Malicki is a registered investment advisor at Morgan Stanley, based in Latham, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1212 Troy Schenectady Road, Latham, NY, 12110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John serves as a Trustee/Co-Trustee for a trust since 2016, making investment decisions and providing advice. This activity requires minimal time.

Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
January 1994 - April 2007 · 13 yrs 3 mos
State Registrations43 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMAMDMEMIMOMTNCNHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.