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Albert Wiggin

Raymond James Financial Services Advisors, INC
39 Years of Experience
Myrtle Beach, SC
1 DisclosureBroker
View SEC Summary
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Albert Wiggin is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Myrtle Beach, SC, with 39 years of industry experience. Albert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1151 44th Avenue North, Suite B, Myrtle Beach, SC, 29577

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 1986
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Albert is a trustee for an account to receive proceeds from his brother's estate, dedicating minimal time. He is also an independent contractor as a financial advisor (options principal) for NALTS LLC, also requiring minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2017 - Present · 9 yrs 5 mos
Raymond James Financial Services, INC.Broker
April 2017 - Present · 9 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 1988 - June 2015 · 27 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1985 - June 2015 · 30 yrs 5 mos
State Registrations21 states
AZCADCDEFLGAILINMDMEMIMTNCNJNVOHPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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