Richard Monte
Richard Monte is a CFP-designated registered investment advisor at Allworth Financial, L.P., based in Walnut Creek, CA, with 33 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 26,325 clients with $25B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Allworth Financial offers investment management services through a wrap fee program and a non-wrap fee program. You'll pay a percentage of your portfolio each quarter, billed in advance. The exact percentage depends on the type and amount of your investments. There's a $2,500 minimum annual fee. The maximum fee charged is 2.00%. The wrap fee covers advisory services and most trade execution fees. The non-wrap fee program covers advisory services, but does not include trade execution fees.
Location
1676 N California Blvd, Unit 410, Walnut Creek, CA, 94596
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard owns rental properties and is involved with Sunnyside Pocatello LLC and Heritage Apartments. He is also a board member for John Muir Health Foundation and is involved with his church and homeowners association, and he receives minimal personal insurance commissions as President and sole shareholder of Del Monte Financial Services, Inc.
Employment History
Current Registrations
Allworth Financial, L.P.
Previous Registrations
Del Monte Group, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.