Stephen Masula
Stephen Masula is a CFP-designated registered investment advisor at Advisors Wealth Management, INC, based in Carlsbad, CA, with 23 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning, Tax Planning. Their firm serves 16 clients with $12M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.50% |
| $250K+ | 1.00% |
Fees are generally negotiable.
Fee Estimator
Location
Carlsbad, CA
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
August 2014Other Business ActivitiesSells Insurance
Stephen is an independent licensed insurance agent, an enrolled agent with the IRS, a real estate broker, and an accountant. He may offer clients advice or products from these activities, which could present a conflict of interest.
Employment History
Current Registrations
Advisors Wealth Management, INC
Previous Registrations
California Financial Partners
LPL Financial LLC
LPL Financial Corporation
Mutual Service Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.