Anthony Thornton is a registered investment advisor, based in Sugarland, TX, with 30 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Sugarland, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Anthony is the owner of Thornton Wealth Management, an LLC for securities business, spending nearly full-time hours on it. He is also a licensed insurance agent, dedicating about a quarter of his time to this activity, and owns Steve Thornton Airbnb house rentals, spending a few hours per week on it.
Employment History
Current Registrations
Regulus Financial Group, LLCBroker
Regal Investment Advisors LLC
Previous Registrations
Hilltop Securities Independent Network INC.Broker
Hilltop Securities Independent Network INC.
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Vsr Advisory Services
The Masters, INC.
Vsr Financial Services, INC.Broker
Pmg Securities CorporationBroker
Nationwide Investment Services CorporationBroker
Uni-Petro Securities CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.