Brian Bates is a registered investment advisor at Wells Fargo Advisors, based in Lima, OH, with 41 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3656 Allentown Road, 1st Fl, Lima, OH, 45807
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is the trustee for his father's trust, a role he has held since 2010. He spends minimal time on this investment-related activity.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Advisors
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Prudential Securities IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
State Registrations20 states
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