Paul Arutt
Paul Arutt is a registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 40 years of industry experience. Paul operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
8765 E. Bell Road, Suite 204, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2004Employment Separation After Allegations
May 1991Customer Dispute
November 1990Other Business ActivitiesSells Insurance
Paul is a notary public, a director for a non-profit horology group, and the owner/president of Heritage West Capital Corp. At Heritage West Capital Corp, Paul consults, provides analysis, designs, and markets life insurance, retirement, and fixed annuity programs, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
Heritage West Capital Corporation
American General Securities IncorporatedBroker
Arizona Capital Group, INC.Broker
Heritage West Securities, INC.Broker
Sal Financial ServicesBroker
Capital West Investment Group, INC.Broker
Guardian Investor Services CorporationBroker
Ffp Securities, INC.Broker
Lehman Brothers INC.Broker
Kemper Securities Group, INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.