Brent Koch
Brent Koch is a registered investment advisor at Equitable Advisors, LLC, based in Irvine, CA, with 39 years of industry experience. Brent operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.
For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.
When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.
Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.
Location
2050 Main Street, Suite 520, Irvine, CA, 92614
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2007Customer Dispute
November 2004Customer Dispute
April 2004Customer Dispute
February 2000Other Business ActivitiesSells Insurance
Brent is involved in several outside business activities, including owning Paramount Strategies Group and WMS Management Inc., both related to group medical insurance. He is also a life settlement broker with Ashar Group, LLC.
Employment History
Current Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Previous Registrations
Bcj Capital Management
The Equitable Life Assurance Society of the United StatesBroker
Warren & Brown Associates, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.