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Pamela Cole

41 Years of Experience
Buena Vista, VA
1 DisclosureBrokerSells Insurance

Pamela Cole is a registered investment advisor, based in Buena Vista, VA, with 41 years of industry experience. Pamela is also registered as a broker, so some compensation may come from commissions on products sold.

Location

2020 B Magnolia Ave, Buena Vista, VA, 24416

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History

Regulatory History (1)
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Employment Separation After Allegations
November 2010
Other Business ActivitiesSells Insurance

Pamela is an independent insurance agent since 1984, working with various independent insurance companies, dedicating about a quarter of her time. She is also an advisory representative of a Registered Investment Advisor (RIA) and a financial advisor with TAG Advisors, spending about half her time and a few hours per week, respectively, on these roles.

Employment History
Current Registrations
Cambridge Investment Research, INC.
September 2011 - Present · 15 yrs 1 mo
Cambridge Investment Research, INC.Broker
September 2011 - Present · 15 yrs 1 mo
Cambridge Investment Research Advisors, INC.
September 2011 - Present · 15 yrs 1 mo
Previous Registrations
Tower Square Securities, INC.Broker
December 2010 - October 2011 · 10 mos
Tower Square Securities, INC.
December 2010 - October 2011 · 10 mos
Suntrust Investment Services, INC.Broker
December 2009 - December 2010 · 1 yr
Suntrust Investment Services, INC.
December 2009 - December 2010 · 1 yr
United Brokerage Services, INCBroker
January 2009 - February 2009 · 1 mo
Tower Square Securities, INC.
May 2008 - December 2009 · 1 yr 7 mos
Tower Square Securities, INC.Broker
January 2004 - December 2009 · 5 yrs 11 mos
Capital Brokerage CorporationBroker
October 1998 - December 2003 · 5 yrs 2 mos
Scott & Stringfellow, INC.Broker
July 1998 - September 1998 · 2 mos
Capital Brokerage CorporationBroker
December 1997 - August 1998 · 8 mos
Jmc Financial CorporationBroker
January 1993 - February 1993 · 1 mo
Forth Financial Securities, CorporationBroker
February 1985 - December 1997 · 12 yrs 10 mos
State Registrations8 states
ALCOMNNCNYSCUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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