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Robert Wolford

Hollencrest Capital Management
39 Years of Experience
Newport Beach, CA
3 DisclosuresSells Insurance
View SEC Summary
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Robert Wolford is a ChFC-designated registered investment advisor at Hollencrest Capital Management, based in Newport Beach, CA, with 39 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 7 more. Their firm serves 477 clients with $2.9B in assets under management.

Hollencrest Capital Management
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
15 advisors
Number of Clients
477 clients
Average Client Portfolio
$6.0M average
Assets Under Management
$2.9B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $3.0M1.50%
$3.0M - $5.0M1.25%
$5.0M - $10.0M1.00%
$10.0M - $20.0M0.85%
$20M+0.75%

Cash management only accounts are charged a flat rate of 0.20% on all assets. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 Bayview Circle, Suite 500, Newport Beach, CA, 92660-8903

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2005
Closed-No Action
Customer Dispute
August 2000
Award / Judgment
Customer Dispute
March 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Robert is an LLC member of Double Eagle Partners, LLC, and President of Hollencrest Insurance Services, Inc., where he sells life insurance. He also dedicates minimal time to various LLC management and board member roles, and provides advice to VIMtrek, LLC.

Employment History
Current Registrations
Hollencrest Capital Management
May 1999 - Present · 27 yrs 5 mos
Previous Registrations
Double Eagle Partners
April 2004 - June 2019 · 15 yrs 2 mos
Hollencrest Capital Management, LLCBroker
April 1999 - January 2018 · 18 yrs 9 mos
Prudential Securities IncorporatedBroker
March 1996 - May 1999 · 3 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1994 - March 1996 · 2 yrs
Prudential Securities IncorporatedBroker
July 1992 - March 1994 · 1 yr 8 mos
Tbg FinancialBroker
December 1991 - July 1992 · 7 mos
Euro American Capital CorporationBroker
May 1990 - November 1990 · 6 mos
Salomon Brothers INC.Broker
August 1986 - October 1988 · 2 yrs 2 mos
Unimarc Securities CorporationBroker
January 1985 - September 1986 · 1 yr 8 mos
State Registrations1 state
CA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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