Rose Galluzzo is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 22 years of industry experience. Rose operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
June 2014 - Present · 12 yrs 1 mo
Neuberger Berman Bd LLCBroker
March 2014 - Present · 12 yrs 4 mos
Previous Registrations
Neuberger & BermanBroker
July 1991 - November 1995 · 4 yrs 4 mos
First Albany CorporationBroker
November 1990 - July 1991 · 8 mos
Kemper Securities Group, INC.Broker
September 1990 - October 1990 · 1 mo
Prescott, Ball & Turben, INC.Broker
August 1989 - September 1990 · 1 yr 1 mo
Commonwealth AssociatesBroker
January 1989 - August 1989 · 7 mos
Gruntal & CO. IncorporatedBroker
April 1988 - January 1989 · 9 mos
Shearson Lehman Hutton INC.Broker
September 1987 - May 1988 · 8 mos
L. F. Rothschild & CO. IncorporatedBroker
May 1985 - September 1987 · 2 yrs 4 mos
Damson Securities CorporationBroker
May 1985 - August 1986 · 1 yr 3 mos
State Registrations4 states
CACTNJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.