Kelly Miller
Kelly Miller is a registered investment advisor at Kovack Advisors, INC., based in Ft. Lauderdale, FL, with 40 years of industry experience. Kelly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 14,305 clients with $5.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kovack Advisors charges an annual fee based on a percentage of the value of your investments. The maximum annual fee is 2.90%. Fees are negotiable and may be calculated as a flat percentage or on a tiered schedule. Fees are billed quarterly or monthly in advance. You are responsible for brokerage commissions and other transactional costs unless your advisor negotiates to cover ticket charges, which may result in a higher overall advisory fee.
Location
6451 N. Federal Hwy, Suite 1201, Ft. Lauderdale, FL, 33308
Get directionsHistory
Regulatory History (3)
Regulatory
July 2016Customer Dispute
September 2014Customer Dispute
September 2013Other Business ActivitiesSells Insurance
Kelly owns Oak Tree Group, offering financial planning services since 1990, dedicating about 10-20% of her time to running the firm and client management. She also works as an insurance agent, recommending term, health, STD, LTC, DI, and UL insurance as part of her financial planning practice, spending minimal time on this.
Employment History
Current Registrations
Kovack Advisors, INC.
Kovack Securities INC.Broker
Previous Registrations
Resource Horizons Investment Advisory, INC.
Resource Horizons Group, L.L.C.
Resource Horizons Group LLCBroker
Centennial Capital Management, INC.Broker
Canada Life of America Financial Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
North American Financial Group, INC.Broker
Keogler, Morgan & Company, INC.Broker
Investacorp, INC.Broker
Raymond James & Associates, INC.Broker
Interstate/johnson Lane CorporationBroker
Johnson, Lane, Space, Smith & CO., INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.