Richard Steele
Richard Steele is a CFP-designated registered investment advisor at LPL Financial LLC, based in Omaha, NE, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
11590 West Dodge Road, Omaha, NE, 68154
Get directionsHistory
Regulatory History (3)
Regulatory
February 1994Criminal
May 1993Criminal
May 1979Other Business ActivitiesSells Insurance
Richard is an independent insurance agent for various companies since 1985, dedicating a few hours per week. He is also a member of Integrity Leasing LLC, an advisory representative of a RIA called CIRA (taking about a quarter of Richard's time), a financial professional utilizing the DBA name Bridge Marketing Inc, and a board member of South Hamptons HOA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
Eneric Financial Services, INC.Broker
American Express Financial Advisors INC.Broker
American Express Financial Advisors INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.