Robert Lyons is a registered investment advisor at Gms Group, based in Jersey City, NJ, with 40 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $14M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
8 advisors
Number of Clients
1 client
Average Client Portfolio
$13.9M average
Assets Under Management
$13.9M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee is negotiable depending on individual client circumstances.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Newport Financial Center, 111 Town Square Place Suite 1234, Jersey City, NJ, 07310
Get directionsHistory
Regulatory History (4)
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Customer Dispute
June 2023Settled
Customer Dispute
July 1990Settled
Regulatory
June 1983Final
Customer Dispute
June 1983Award / Judgment
Employment History
Current Registrations
Gms Group
January 2015 - Present · 11 yrs 3 mos
Gms GroupBroker
January 1989 - Present · 37 yrs 3 mos
Previous Registrations
Moore & Schley, Cameron & CO.Broker
September 1985 - December 1988 · 3 yrs 3 mos
Moore & Schley Municipals, INC.Broker
September 1985 - January 1988 · 2 yrs 4 mos
Donald Sheldon & CO., INC.Broker
February 1985 - July 1985 · 5 mos
State Registrations28 states
AZCACOCTDCDEFLGAILMAMDMEMIMNMTNCNHNJNVNYOHORPARISCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.