Robert Alan Lyons

Gms Group

40 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Gms Group

Compensation

Fee-Only (AUM)

Firm Size

6 advisors

Number of Clients

1 client

Average Client Portfolio

$13.9M average

Assets Under Management

$13.9M

Fee Structure

Financial Planning:Investment management only

Location

Newport Financial Center, 111 Town Square Place Suite 1234, Jersey City, NJ, 07310

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2023

Settled

Customer Dispute

July 1990

Settled

Regulatory

June 1983

Final

Customer Dispute

June 1983

Award / Judgment

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Gms Group

January 2015 - Present · 11 yrs 1 mo

Gms GroupBroker

January 1989 - Present · 37 yrs 1 mo

Previous Registrations

Moore & Schley, Cameron & CO.Broker

September 1985 - December 1988 · 3 yrs 3 mos

Moore & Schley Municipals, INC.Broker

September 1985 - January 1988 · 2 yrs 4 mos

Donald Sheldon & CO., INC.Broker

February 1985 - July 1985 · 5 mos

State Registrations28 states

AZCACOCTDCDEFLGAILMAMDMEMIMNMTNCNHNJNVNYOHORPARISCTNTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.