Arnie Bergman
Arnie Bergman is a registered investment advisor at MML Investors Services, LLC, based in Tacoma, WA, with 41 years of industry experience. Arnie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
4301 S Pine St., Ste. 457, Tacoma, WA, 98409
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2009Regulatory
November 1991Customer Dispute
August 1991Other Business Activities
Arnie owns rental property in Tacoma, WA, dedicating a weekday and evening/weekend hours to it since March 13th.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.
Msi Financial Services, INC.Broker
Metropolitan Life Insurance CompanyBroker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.