Alan Hughes is a registered investment advisor, based in Chepachet, RI, with 40 years of industry experience.
Location
13A Terry Lane, Chepachet, RI, 02814
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan sells various types of non-variable insurance, including health, long-term care, and life insurance, since 2004. He also operates under the DBA Hughes & Hughes and Guided Financial Strategies, the latter taking up nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Ws Griffith Securities, INC.
Ws Griffith Securities, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations36 states
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