MH
MH

Mickey Henderson

40 Years of Experience
Savannah, GA
2 DisclosuresBrokerSells Insurance

Mickey Henderson is a registered investment advisor at LPL Financial LLC, based in Savannah, GA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Savannah, GA

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2013
Denied
Criminal
August 1975
Final Disposition
Other Business ActivitiesSells Insurance

Mickey is a managing general partner for Soward Family Partnership since 1986, and also maintains land for forest management with ML Henderson & Associates since 1986, each taking about 10-20% of his time. Mickey is also an agent broker selling term life, UL, and fixed annuities under his insurance license, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
May 2014 - November 2017 · 3 yrs 6 mos
National Planning CorporationBroker
May 2014 - November 2017 · 3 yrs 6 mos
Wrp Investments, INC.
January 2010 - June 2014 · 4 yrs 5 mos
Wrp Investments, INC.Broker
January 2010 - June 2014 · 4 yrs 5 mos
LPL Financial Corporation
April 2005 - December 2009 · 4 yrs 8 mos
LPL Financial CorporationBroker
September 1998 - December 2009 · 11 yrs 3 mos
American Express Financial Advisors INC.Broker
November 1993 - October 1998 · 4 yrs 11 mos
Ids Life Insurance CompanyBroker
November 1993 - October 1998 · 4 yrs 11 mos
Transamerica Financial Resources, INC.Broker
September 1991 - December 1993 · 2 yrs 3 mos
Carillon Investments, INC.Broker
June 1989 - July 1991 · 2 yrs 1 mo
Integrated Resources Equity CorporationBroker
March 1989 - June 1989 · 3 mos
Capital Analysts, IncorporatedBroker
April 1985 - December 1988 · 3 yrs 8 mos
State Registrations6 states
AZCAGAHINMWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mickey Henderson - Financial Advisor | TrueAdvisor