Craig Brothers is a registered investment advisor, based in Chicago, IL, with 40 years of industry experience.
Location
200 W. Madison St., Suite 2500, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Hightower Securities, LLCBroker
January 2026 - Present · 6 mos
Hightower Advisors, LLC
September 2021 - Present · 4 yrs 10 mos
Previous Registrations
Bel Air Securities LLCBroker
January 2006 - October 2021 · 15 yrs 9 mos
Bel Air Investment Advisors LLC
March 2002 - October 2021 · 19 yrs 7 mos
State Street Global Markets, LLCBroker
January 2002 - July 2006 · 4 yrs 6 mos
National Financial Services LLCBroker
January 1997 - January 2002 · 5 yrs
Lehman Brothers INC.Broker
November 1991 - September 1996 · 4 yrs 10 mos
Dean Witter Reynolds INC.Broker
February 1985 - October 1991 · 6 yrs 8 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.