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Jonathan Uffelman

Stifel, Nicolaus & Company, Incorporated
41 Years of Experience
Bloomfield Hills, MI
1 DisclosureBroker
View SEC Summary
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Jonathan Uffelman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Bloomfield Hills, MI, with 41 years of industry experience. Jonathan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3352 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

39533 Woodward Avenue, Suite 210, Bloomfield Hills, MI, 48304

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2003
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jonathan is a member of the Advisory Council & Investment Committee for Racquet Up Detroit, a youth mentorship program, since 2011. He also serves as Treasurer and Chairman of the Investment Committee and Board Member for the Racquet Up Detroit Foundation, supporting the charitable works of Racquet Up Detroit.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
April 2019 - Present · 7 yrs 6 mos
Stifel, Nicolaus & Company, IncorporatedBroker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Oppenheimer & CO. INC.
September 2007 - April 2019 · 11 yrs 7 mos
Oppenheimer & CO. INC.Broker
October 2006 - April 2019 · 12 yrs 6 mos
Mcdonald Investments INC.Broker
June 1988 - October 2006 · 18 yrs 4 mos
Mcdonald & Company Securities, INC.Broker
May 1988 - May 1988 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1985 - May 1988 · 3 yrs 3 mos
State Registrations31 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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