Jonathan Uffelman
Jonathan Uffelman is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Birmingham, MI, with 41 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
139 South Old Woodward, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2003Other Business Activities
Jonathan is a member of the Advisory Council & Investment Committee for Racquet Up Detroit, a youth mentorship program, since 2011. He also serves as Treasurer and Chairman of the Investment Committee and Board Member for the Racquet Up Detroit Foundation, supporting the charitable works of Racquet Up Detroit.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Mcdonald Investments INC.Broker
Mcdonald & Company Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.