MM
CFP · ChFC
MM
CFP · ChFC
Mark Miller is a CFP, ChFC-designated registered investment advisor, based in Woodbury, NY, with 36 years of industry experience.
Location
125 Froehlich Farm Blvd., Woodbury, NY, 11797
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
September 2003Other Business ActivitiesSells Insurance
Mark is an insurance agent with Keystone Financial Edge, Inc. since 2005, selling various insurance products and dedicating about a quarter of his time to it, and is also a mortgage loan originator with Ultimate Home Lending, LLC, dedicating about a quarter of his time. He also has several other business activities that take minimal time.
Employment History
Current Registrations
Vanderbilt Securities, LLCBroker
January 2025 - Present · 1 yr 6 mos
Vanderbilt Advisory Services
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Grove Point Advisors, LLC
April 2021 - January 2025 · 3 yrs 9 mos
H. Beck, INC.
April 2009 - April 2021 · 12 yrs
Grove Point Investments, LLCBroker
March 2009 - January 2025 · 15 yrs 10 mos
Investment Management Corporation
January 2004 - November 2007 · 3 yrs 10 mos
Investment Management CorporationBroker
December 2003 - November 2007 · 3 yrs 11 mos
AXA Advisors, LLC
May 2003 - October 2003 · 5 mos
AXA Advisors, LLCBroker
March 2003 - October 2003 · 7 mos
Zions Investment Securities, INC.Broker
October 2002 - January 2003 · 3 mos
Lincoln Financial Advisors CorporationBroker
January 2000 - April 2002 · 2 yrs 3 mos
The Lincoln National Life Insurance CompanyBroker
January 2000 - April 2002 · 2 yrs 3 mos
MML Investors Services, INC.Broker
October 1987 - January 2000 · 12 yrs 3 mos
First Investors CorporationBroker
March 1985 - October 1985 · 7 mos
State Registrations7 states
CAMINVNYUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.