Phyllis Johnson
Phyllis Johnson is a registered investment advisor at Cetera Investment Advisers LLC, based in Houston, TX, with 28 years of industry experience. Phyllis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
3334 Richmond Avenue, Suite 218, Houston, TX, 77098
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Phyllis owns PK Johnson Real Estate, providing real estate services for a few hours per week, and PK Johnson Financial Services, LLC, working as a financial consultant full-time. Phyllis also owns Inclusive Financial Services, a financial services and insurance DBA, dedicating minimal time, and Kirven Wealth Strategies, a financial services DBA, dedicating full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
Previous Registrations
Fsc Securities CorporationBroker
Pk Johnson Financial Services, LLC
Next Financial Group, INC.
Next Financial Group, INC.Broker
Workman Securities CorporationBroker
Money & Investment Concepts
Great American Advisors, INC.Broker
State Registrations3 states
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