Gerard Figari
Gerard Figari is a registered investment advisor at Cetera Investment Advisers LLC, based in Stuart, FL, with 40 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1803 S. Kanner Highway, Stuart, FL, 34994
Get directionsHistory
Regulatory History (5)
Customer Dispute
May 2012Customer Dispute
March 2011Customer Dispute
December 2010Customer Dispute
August 2010Customer Dispute
June 1994Other Business ActivitiesSells Insurance
Gerard is an insurance agent selling life insurance and annuities, dedicating minimal time to this activity. He also serves as a board of director for The Cost of Our Freedom Foundation, Inc., a veterans charity, spending minimal time on fundraising and disbursing funds.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Loyd Capital Performance Partners, INC.
Investors Capital Advisory
Davenport, Loyd & Figari Investment Management INC.
Davenport, Loyd & Figari Investment Management INC.
Investors Capital CORP.Broker
Makefield Securities CorporationBroker
Prudential Securities IncorporatedBroker
Barnett Investments, INC.Broker
Shearson Lehman Hutton INC.Broker
E. F. Hutton & Company INCBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.