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Michael Breslin

37 Years of Experience
Hickory Hills, IL
1 DisclosureBroker

Michael Breslin is a registered investment advisor at Cetera Investment Advisers LLC, based in Hickory Hills, IL, with 37 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location

9503 S Roberts Rd, Hickory Hills, IL, 60457

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History

Regulatory History (1)
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Customer Dispute
April 2015
Settled
Employment History
Current Registrations
Cetera Investment Services LLCBroker
January 2018 - Present · 8 yrs 9 mos
Cetera Investment Advisers LLC
January 2018 - Present · 8 yrs 9 mos
Previous Registrations
Invest Financial Corporation
July 1998 - January 2018 · 19 yrs 6 mos
Invest Financial CorporationBroker
April 1997 - January 2018 · 20 yrs 9 mos
Laughlin Group Advisors, INC.Broker
August 1994 - May 1997 · 2 yrs 9 mos
Harris Investors Direct, INC.Broker
August 1993 - May 1997 · 3 yrs 9 mos
First Colonial Investment Services, INC.Broker
February 1993 - July 1993 · 5 mos
Shearson Lehman Hutton INC.Broker
April 1988 - March 1989 · 11 mos
E. F. Hutton & Company INCBroker
February 1985 - April 1988 · 3 yrs 2 mos
State Registrations14 states
ALARAZCAFLGAILINKYNYSCTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.