TrueAdvisor
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TD
CFP
TD
CFP

Thomas Drouin

Ameriprise Financial Services, LLC
41 Years of Experience
Seattle, WA
Broker
View SEC Summary
View SEC Summary

Thomas Drouin is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Seattle, WA, with 41 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

520 Pike St, Ste 2725, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is the President of Drouin and spends about 10-20% of his time in this role. He also works as an Uber driver, dedicating minimal time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2010 - Present · 16 yrs 6 mos
Ameriprise Financial Services, LLC
April 2010 - Present · 16 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2010 - Present · 16 yrs 6 mos
Previous Registrations
Securities America, INC.Broker
September 2010 - October 2011 · 1 yr 1 mo
Diversified Financial Advisors
March 1996 - May 2010 · 14 yrs 2 mos
LPL Financial Corporation
January 1996 - April 2010 · 14 yrs 3 mos
LPL Financial CorporationBroker
January 1996 - April 2010 · 14 yrs 3 mos
Ids Financial Services INC.Broker
December 1985 - December 1986 · 1 yr
American Express Financial Advisors INC.Broker
March 1985 - January 1996 · 10 yrs 10 mos
Ids Life Insurance CompanyBroker
March 1985 - January 1996 · 10 yrs 10 mos
State Registrations26 states
AKALAZCACOFLGAHIIDKSKYMAMDMNMOMTNMNVOKORPATXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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