Minor Shores
Minor Shores is a CFP-designated registered investment advisor at Sunbelt Securities, based in Houston, TX, with 39 years of industry experience. Minor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,355 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sunbelt Securities offers investment management through its Rep Directed Wrap Fee Program. The annual fee is a percentage of your portfolio, and the exact rate is negotiable. The maximum fee is 2.50% per year, charged monthly. This fee covers account management, brokerage, and clearance. Clients also pay separate annual maintenance fees, custodial fees, and termination fees charged by the custodian (National Financial Services, Fidelity, or Charles Schwab).
Location
2700 Post Oak Blvd, Ste 1700, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Minor is a registered representative and insurance agent doing business as Shores Wealth Management, dedicating nearly full-time hours to this activity. Minor also sells life, health, and accident insurance as Shores Longoria Retirement Plan Consultants, spending a few hours per week on this.
Employment History
Current Registrations
Sunbelt Securities, INC.
Sunbelt Securities, INC.Broker
Sunbelt Securities
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Ws Griffith Securities, INC.Broker
Financial Network Investment CorporationBroker
Fortis Investors, INC.Broker
New England SecuritiesBroker
Amev Investors, INC.Broker
Sunamerica Securities, INC.Broker
Southmark Financial Services, INC.Broker
Southwest Diversified Investment CORP.Broker
New England Securities CorporationBroker
Amev Investors, INC.Broker
Brook Investments, INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.