Thomas Maikowski
Thomas Maikowski is a registered investment advisor at Cetera Investment Advisers LLC, based in Addison, TX, with 41 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
16475 Dallas Pkwy Ste 840, Addison, TX, 75001-6838
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2011Customer Dispute
September 2005Customer Dispute
June 2000Other Business ActivitiesSells Insurance
Thomas is an insurance agent selling life, disability, health, and long-term care insurance, dedicating full-time hours to this. He is also a registered representative, 100% owner of THM Wealth Management, a partner at Wealthmetrix, and a notary public.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Tower Square Securities, INC.
Tower Square Securities, INC.Broker
Sws Financial ServicesBroker
Fsc Securities CorporationBroker
Mony Securities CORP.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.