PA
PA

Peteris Abuls

40 Years of Experience
Chicago, IL
Broker

Peteris Abuls is a registered investment advisor at Raymond James & Associates, INC., based in Chicago, IL, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

120 S Riverside Plaza, Suite 700, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 3 mos
Raymond James & Associates, INC.
April 2011 - Present · 15 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2011 - Present · 15 yrs 3 mos
Previous Registrations
Howe Barnes Capital Management, INC.
May 2000 - December 2011 · 11 yrs 7 mos
Howe Barnes Hoefer & Arnett, INC.Broker
May 2000 - July 2011 · 11 yrs 2 mos
First Union Securities, INC.Broker
June 1996 - May 2000 · 3 yrs 11 mos
Principal Financial Securities,inc.Broker
September 1994 - June 1996 · 1 yr 9 mos
Hamilton Investments, INC.Broker
January 1988 - September 1994 · 6 yrs 8 mos
First of Michigan CorporationBroker
April 1985 - February 1988 · 2 yrs 10 mos
State Registrations42 states
ALARAZCACOCTDCFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMTNCNHNJNMNVNYOHOKORPARISCSDTXVAWAWIWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Peteris Abuls - Financial Advisor | TrueAdvisor