Sarah Houle-Johns
Sarah Houle-Johns is a registered investment advisor at LPL Financial LLC, based in Bloomington, MN, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3601 Minnesota Dr Suite #690, Bloomington, MN, 55435
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Regulatory History (1)
Financial
August 2018Other Business ActivitiesSells Insurance
Sarah operates Kindred Spirits Wealth Management as a DBA for her LPL business, dedicating full-time hours to it. She also engages in real estate rental, notary services, and sells non-variable insurance products, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Foresters Advisory Services, LLC
Foresters Financial Services, INC.Broker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.