AS
CFP
AS
CFP
Anne Schwab
21 Years of Experience
Phoenix, AZ
1 DisclosureBroker
Anne Schwab is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Phoenix, AZ, with 21 years of industry experience. Anne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning.
Compensation
Fixed/Hourly
Firm Size
8109 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$1,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fee schedule effective October 1, 2024. Clients enrolled prior to this date may have grandfathered fee schedules. Fees may be negotiable for assets over $25 million.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2423 E Lincoln Dr, Phoenix, AZ, 85016-1215
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2002Closed-No Action
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
October 2025 - Present · 7 mos
Charles Schwab & CO., INC.
September 2025 - Present · 8 mos
Previous Registrations
Berger Financial Group
September 2022 - April 2023 · 7 mos
Intersecurities, INC.
July 2002 - December 2003 · 1 yr 5 mos
World Group Securities, INC.Broker
April 2002 - December 2005 · 3 yrs 8 mos
Wma Securities, INC.Broker
May 1997 - April 2002 · 4 yrs 11 mos
Oak Brook Securities CORP.Broker
December 1990 - May 1997 · 6 yrs 5 mos
Inland Securities CorporationBroker
March 1985 - December 1990 · 5 yrs 9 mos
State Registrations1 state
AZ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.