NS
NS

Norman Saiger

40 Years of Experience
Beverly Hills, CA
1 DisclosureBroker

Norman Saiger is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Beverly Hills, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

Loading...

Location

9560 Wilshire Blvd, Beverly Hills, CA, 90212

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1999
Settled
Other Business Activities

Norman is a committee member for Pressman Academy of Temple Beth Am, dedicating minimal time monthly to budget and finance. He also serves on committees for the Bureau of Jewish Education and Camp Ramah in California, spending minimal time annually on each.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 1997 - Present · 28 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1985 - Present · 41 yrs 1 mo
State Registrations22 states
AZCACODEFLGAIDILLAMDMNNCNJNMNVNYORPATNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Norman Saiger - Financial Advisor | TrueAdvisor