Carla Mathias
Carla Mathias is a registered investment advisor at Cetera Investment Advisers LLC, based in Mount Kisco, NY, with 41 years of industry experience. Carla is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
40 Radio Circle Drive, Suite 4, Mount Kisco, NY, 10549
Get directionsHistory
Regulatory History (2)
Financial
February 2020Customer Dispute
March 2004Other Business Activities
Carla is the president of Mathias Family Corporation, a commercial property business, spending minimal time on administrative duties. She also works as a financial professional for Interstate Financial Group, dedicating a few hours per week to financial services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Wrp Investments, INC.
Wrp Investments, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Gerald S. Berger, INC.Broker
1717 Capital Management CompanyBroker
Gerald S. Berger, INC.Broker
Reliastar Financial Marketing CORP.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Robert Mathias, CFPCetera Investment Advisers LLC
- Michael Mathias, CFPCetera Investment Advisers LLC
- Paul Mccarthy, CFAKisco Capital, LLC
- Christopher Demeo, CFANu Paradigm Investment Partners L.L.C.
- Antonia Clearwaters, CFPClarity Investments + Planning LLC
- Arthur Weise, CFASeelaus Asset Management, LLC