RO
RO

Roscoe Orton

41 Years of Experience
Rexburg, ID
1 DisclosureBrokerSells Insurance

Roscoe Orton is a registered investment advisor at MML Investors Services, LLC, based in Rexburg, ID, with 41 years of industry experience. Roscoe is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

859 S Yellowstone Ste 2503, Rexburg, ID, 83440

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2008
Settled
Other Business ActivitiesSells Insurance

Roscoe is a general partner in Orton Limited Partnership, a real estate venture, and a trustee for Orton Family Trust, dedicating minimal time to each. Roscoe also works as an insurance agent for Orton Insurance, selling life, health, and annuity products, taking nearly full-time hours.

Employment History
Current Registrations
MML Investors Services, LLC
August 2016 - Present · 10 yrs 2 mos
MML Investors Services, LLCBroker
February 2009 - Present · 17 yrs 8 mos
Previous Registrations
AXA Advisors, LLCBroker
June 2005 - February 2009 · 3 yrs 8 mos
Mony Securities CorporationBroker
May 1985 - June 2005 · 20 yrs 1 mo
State Registrations4 states
IDMTORUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors