David Pagel
David Pagel is a CFP-designated registered investment advisor at Harbour Investments, INC., based in Grafton, WI, with 37 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 30,309 clients with $9.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum management fee is 2.0% of assets under management. Fees are negotiated between the client and representative. Third-party manager programs range from 0.25% to 2.50% total annual fees.
Fee Estimator
Location
2257 New Port Vista Dr, Grafton, WI, 53024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a commissioner for the Cedarburg Light and Water Utility Co., sole proprietor of Pagel Financial Group (an independent insurance office offering life, health, and disability insurance, taking about half of David's time), trustee for the Robert L Pagel Irrevocable Trust and the O.Jean Pagel Family Endowment Trust, and a general partner of the Pagel Family LTD Partnership. He also serves as a non-family board member of the Blakney Corporation.
Employment History
Current Registrations
Harbour Investments, INC.Broker
Harbour Investments, INC.
Previous Registrations
R.M. Stark & CO., INC.Broker
Segerdahl & Company, INC.Broker
Megarian, INC.Broker
Ogilvie Security Advisors CorporationBroker
Princor Financial Services CorporationBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
The Milwaukee CompanyBroker
Blunt Ellis & Loewi IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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