David Pagel
David Pagel is a CFP-designated registered investment advisor at Harbour Investments, INC., based in Cedarburg, WI, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 22,917 clients with $7.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Harbour Investments offers investment management through wrap-fee programs where fees are calculated as a percentage of the value of your portfolio, up to a maximum of 2.0%. The specific fee is negotiated with your advisor and subject to Harbour's approval. Fees may be waived for periods after a commission is generated. Accounts under $25,000 may have higher service fees. Harbour also offers a directly-managed held-away program where fees are assessed and billed quarterly.
Location
W68 N347 Palmetto Ave, Cedarburg, WI, 53012
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David is a commissioner for the Cedarburg Light and Water Utility Co., sole proprietor of Pagel Financial Group (an independent insurance office offering life, health, and disability insurance, taking about half of David's time), trustee for the Robert L Pagel Irrevocable Trust and the O.Jean Pagel Family Endowment Trust, and a general partner of the Pagel Family LTD Partnership. He also serves as a non-family board member of the Blakney Corporation.
Employment History
Current Registrations
Harbour Investments, INC.Broker
Harbour Investments, INC.
Previous Registrations
R.M. Stark & CO., INC.Broker
Segerdahl & Company, INC.Broker
Megarian, INC.Broker
Ogilvie Security Advisors CorporationBroker
Princor Financial Services CorporationBroker
The Equitable Life Assurance Society of the United StatesBroker
Equico Securities, INC.Broker
The Milwaukee CompanyBroker
Blunt Ellis & Loewi IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.