RC
ChFC
RC
ChFC
Robert Clayton
40 Years of Experience
Nissequogue, NY
1 DisclosureBrokerSells Insurance
Robert Clayton is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Nissequogue, NY, with 40 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Nissequogue, NY
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2018Closed-No Action
Other Business ActivitiesSells Insurance
Robert owns Clayton Financial, providing financial services to clients, dedicating full-time hours to this endeavor. He is also an insurance agent selling fixed insurance products and co-owns a rental property with family.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
January 2025 - Present · 1 yr 6 mos
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 6 mos
Previous Registrations
Osaic Wealth, INC.
October 2024 - January 2025 · 3 mos
Osaic Wealth, INC.Broker
October 2024 - January 2025 · 3 mos
American Portfolios Advisors, INC
December 2007 - October 2024 · 16 yrs 10 mos
American Portfolios Financial Services, INC.Broker
December 2007 - October 2024 · 16 yrs 10 mos
Park Avenue Securities LLC
August 2004 - December 2007 · 3 yrs 4 mos
Park Avenue Securities LLCBroker
May 1999 - December 2007 · 8 yrs 7 mos
Guardian Investor Services CorporationBroker
May 1998 - May 1999 · 1 yr
John Hancock Distributors, INC.Broker
April 1985 - April 1998 · 13 yrs
John Hancock Mutual Life Insurance CompanyBroker
April 1985 - May 1997 · 12 yrs 1 mo
State Registrations15 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.